Investor Relations

Lighthouse Bank is a publicly owned company headquartered in Santa Cruz County. The majority of our owners reside here in Santa Cruz County. Our stock is traded on the Over-the-Counter Bulletin Board (www.otcbb.com) market under the symbol LGHT.OB.

If you would like to learn more about Lighthouse Bank and the possibility of investing in its shares, please contact us for more information. You may also call your broker or one of the following local representatives of Foothill Securities, Inc. for more information and assistance. 

Jeffrey Froshman, CFP, CPA

Ph. (831) 479-9457

John C. Burroughs, CFP

Ph. (831) 426-3100

Froshman Financial Investment Advisors

Burroughs Financial Services

820 Bay Avenue, Suite 111 133 Mission Street, Suite 104
Capitola, CA 95010 Santa Cruz, Ca  95060

 

 

 

 

Foothill Securities is a securities broker/dealer registered with the Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority (FINRA) and SIPC. Foothill Securities does not recommend Lighthouse Bank stock.  References to Foothill Securities and its representatives are included for your convenience and this is not a solicitation on behalf of Foothill Securities. The chairman of the Bank’s Board of Directors is a broker with Foothill. Otherwise there is no relationship between the Bank and Foothill.

You may also wish to contact our Market Maker:

Lisa Gallo
Wedbush Morgan Securities

Lafayette, CA
Ph. (866) 491-7828
Email:
lisa.gallo@wedbush.com

Owners with questions regarding their stockholder account, stock transfer, lost certificates or changes of address should contact their broker. In the event that certificates are held directly, owners should contact the Bank's stock transfer agent:

Computershare Trust Company, N.A.
Standard US postal mail:
P.O Box 43070
Providence, RI 02940-3070
Overnight/express delivery:
250 Royal Street
Canton, Ma 02021
Phone: (303) 262-0600
Fax: (303) 262-0700
www.computershare.com

For assistance with other stock related matters or to change your contact information for periodic communications sent directly from the Bank contact:

Brianna Carabba
Lighthouse Bank
111 Mission Street
Santa Cruz, Ca 95060
Phone: (831) 600-4007
Bcarabba@lighthousebank.net

FAQ’s

How can I buy Lighthouse Bank stock? Lighthouse Bank is a publicly owned community bank. Our stock is listed on the “Over the Counter Bulletin Board” under the symbol LGHT.OB. Our market maker or any broker can place a buy order in the market on your behalf.

How can I find out what my stock is worth? A quote may be obtained from any quotation service under the symbol LGHT.OB.

How do I transfer ownership of some or all of my shares of Lighthouse Bank Stock? Lighthouse Bank’s registrar and Transfer Agent, Computershare Investor Services, can provide guidance on the process for a change in registration and the required endorsement on the back of the stock certificate before it is tendered to them for reissue with the new registration.

I lost my stock certificate, how do I obtain a replacement? Please contact Computershare Trust Company at (303) 262-0600 to obtain a replacement certificate.

Can I deposit my Lighthouse Bank Stock certificate into my brokerage account?
Yes, your Broker will add the certificate to your account, and we generally recommend that all stock certificates be deposited with a brokerage to avoid the risk of loss, theft, or damage of the certificate.

How can I sell my stock in Lighthouse Bank? There is a market for Lighthouse Bank and any brokerage should be able to assist with a sell transaction.

 

    

 

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 Temporary Liquidity Guarantee Program
Lighthouse Bank has elected to participate in the FDIC’s Transaction Account Guarantee Program. Under that program, through June 30, 2010, all non-interest bearing transaction accounts are fully guaranteed by the FDIC for the entire amount in the account. Coverage under the Transaction Account Guarantee Program is in addition to and separate from the coverage available under the FDIC’s general deposit insurance rules. The Premier Nonprofit Interest Checking account is not covered under the Transaction Account Guarantee Program.
 
    
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