Stock Information

Lighthouse Bank is a publicly owned company headquartered in Santa Cruz County. The majority of our owners reside here in Santa Cruz County. Our stock is traded on the Over-the-Counter Bulletin Board (www.otcbb.com) market under the symbol LGHT.

If you would like to learn more about Lighthouse Bank and the possibility of investing in its shares, please contact us for more information.

You may also wish to contact your broker or one of our Market Makers:

John T. Cavender
Raymond James
San Francisco, CA
Ph. (415) 616-8935
Email: [email protected]

Lisa Gallo
Summit Wealth & Retirement Partners, Inc.
Walnut Creek, CA
Ph. (925) 788-7682
Email: [email protected]

Owners with questions regarding their stockholder account, stock transfer, lost certificates or changes of address should contact their broker. In the event that certificates are held directly, owners should contact the Bank's stock transfer agent:

Registrar & Transfer Company
Attn: Investor Relations
10 Commerce Drive
Cranford, NJ 07016
Phone: (800) 368-5948

For assistance with other stock related matters or to change your contact information for periodic communications sent directly from the Bank contact:

Brianna Carabba
Lighthouse Bank
111 Mission Street
Santa Cruz, Ca 95060
Phone: (831) 600-4007

FAQ’s

How can I buy Lighthouse Bank stock? Lighthouse Bank is a publicly owned community bank. Our stock is listed on the “Over the Counter Bulletin Board” under the symbol LGHT. One of our market makers or any broker can place a buy order in the market on your behalf.

How can I find out what my stock is worth? A quote may be obtained from any quotation service under the symbol LGHT.

How do I transfer ownership of some or all of my shares of Lighthouse Bank Stock? Lighthouse Bank’s transfer agent, Registrar & Transfer Co., can provide guidance on the process for a change in registration and the required endorsement on the back of the stock certificate before it is tendered to them for reissue with the new registration.

I lost my stock certificate, how do I obtain a replacement? Please contact Registrar & Transfer Co. at (800) 368-5948 to obtain a replacement certificate.

Can I deposit my Lighthouse Bank Stock certificate into my brokerage account?
Yes, your Broker will add the certificate to your account, and we generally recommend that all stock certificates be deposited with a brokerage to avoid the risk of loss, theft, or damage of the certificate.

How can I sell my stock in Lighthouse Bank? There is a market for Lighthouse Bank and our market makers or your broker may assist you with a sell transaction.

Corporate Governance

Download a copy of our Audit Committee Charter (PDF)

Our Mission Statement:

Lighthouse Bank is committed to providing superior personalized banking products and services in Santa Cruz County. We are dedicated to creating financial benefit for our clients, professional growth for our employees and financial prosperity for our owners and community.

NOTICE OF EXPIRATION OF THE TEMPORARY FULL FDIC INSURANCE COVERAGE FOR NONINTEREST-BEARING TRANSACTION ACCOUNTS - EFFECTIVE JANUARY 1, 2013
By operation of federal law, funds deposited in a noninterest-bearing transaction account (including an Interest on Lawyer Trust Account) no longer will receive unlimited deposit insurance coverage by the Federal Deposit Insurance Corporation (FDIC). All of a depositor's accounts at an insured depository institution, including all noninterest-bearing accounts, will be insured by the FDIC up to the standard maximum standard maximum deposit insurance amount ($250,000), for each ownership category.

For more information about FDIC insurance coverage, visit www.fdic.gov.